Observed Signal · Nov 6, 2026 · corporate_event · Source: SEC API · Impact: 3.8/5
6-K Financial Filing Analysis for Nomura (2026-11-06)
Nomura Holdings, Inc. reported its unaudited financial highlights for the six months ended September 30, 2026, delivering net revenue of ¥1,294.2 billion, up 24.6% year-over-year, and net income attributable to NHI shareholders of ¥249.3 billion. Pre-tax income rose 21.1% to ¥359.5 billion despite a 26.0% rise in non-interest expenses to ¥934.7 billion, yielding an annualized return on shareholders' equity (ROE) of 13.3%. Diluted earnings per share reached ¥82.97.
The report provides detailed semi-annual financial results demonstrating substantial revenue momentum across Wholesale equities and recurring-revenue Wealth Management, along with the initial full-period operational integration of the acquired Macquarie Management entities.
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Key Takeaways & Evidence Grounding
- Net revenue rose 24.6% year-over-year to ¥1,294.2 billion for the six months ended September 30, 2026, while net income attributable to NHI shareholders reached ¥249.3 billion (diluted EPS of ¥82.97).
- Segment performance was led by Wholesale with ¥678.0 billion in net revenue (+25.5% YoY), Wealth Management at ¥286.9 billion (+29.1% YoY), and Investment Management surging 64.4% YoY to ¥183.1 billion following the acquisition of Macquarie Management Holdings entities.
- Total balance sheet assets expanded to ¥67.5 trillion as of September 30, 2026, with a Tier 1 capital ratio of 14.5% and a Common Equity Tier 1 (CET1) capital ratio of 12.6%.
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6-K Financial Filing Analysis for Nomura (2026-10-28)
Nomura Holdings announced its financial results for the second quarter and first half of the fiscal year ending March 31, 2027. For Q2 FY2026/27, net revenue reached ¥607.5 billion, an 18% increase year-on-year, while net income attributable to shareholders rose 13% year-on-year to ¥103.7 billion, generating an annualized ROE of 10.9%. For the first half, net revenue grew 25% year-on-year to ¥1,294.2 billion, and shareholder net income increased 27% to ¥249.3 billion with an ROE of 13.3%, driven by strong recurring revenue in Wealth Management and a 26% year-on-year growth in Investment Banking net revenue. In conjunction with the earnings release, Nomura declared an interim dividend of ¥35.0 per share for shareholders of record as of September 30, 2026, totaling approximately ¥102.3 billion, payable on December 1, 2026. This represents an increase from the ¥27.0 interim dividend paid in the prior fiscal year, reflecting management's execution on its business model transformation and disciplined capital return framework.
6-K Financial Filing Analysis for Nomura (2026-11-02)
Nomura Holdings, Inc. reported its consolidated financial results (under US GAAP) for the second quarter and first half of the fiscal year ending March 31, 2027. For FY2026/27 1H, net revenue expanded 25% year-over-year to ¥1,294.2 billion, with income before income taxes up 21% to ¥359.5 billion and net income attributable to shareholders rising 27% to ¥249.3 billion (diluted EPS of ¥82.97). Annualized ROE for the half reached 13.3%, surpassing Nomura's 2030 Management Vision target of 10% to 12%. On a sequential basis, Q2 performance normalized following record highs in Q1, with net revenue declining 12% quarter-over-quarter to ¥607.5 billion and net income falling 29% to ¥103.7 billion. Despite broader market volatility, asset-management-driven stable revenues advanced approximately 60% year-over-year, supported by record recurring revenue asset inflows in Wealth Management (coverage ratio reaching 79%) and continued expansion in Investment Management and Banking.
6-K Financial Filing Analysis for Nomura (2026-10-22)
Nomura Holdings, Inc. filed its updated Corporate Governance Report with the Tokyo Stock Exchange and furnished it via Form 6-K on October 22, 2026. The report outlines Nomura's corporate governance framework as a 'Company with Three Board Committees' (Nomination, Audit, and Compensation), with a majority of independent outside directors (7 of 11). Strategically, Nomura highlighted the achievement of its cross-shareholding reduction target one year ahead of schedule in FY ended March 2026, reducing holdings by 25%. Following strong financial performance in FY2026 (ROE of 10.1% and income before income taxes of ¥539.8 billion), Nomura revised its medium-term targets toward 2030 upward to an ROE of 10–12%+ and income before income taxes of over ¥750 billion, supported by an estimated cost of equity of around 10% and a PBR of 1.08x as of June 30, 2026.
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