Observed Signal · Oct 27, 2026 · corporate_event · Source: SEC API · Impact: 3/5
6-K Financial Filing Analysis for Nomura (2026-10-27)
Nomura Holdings, Inc. disclosed its consolidated regulatory capital adequacy, leverage, and External TLAC ratios for the period ended June 30, 2026. As of June 30, 2026, the firm reported Common Equity Tier 1 (CET1) capital of ¥3,302.8 billion, Tier 1 capital of ¥3,761.7 billion, and total capital of ¥4,001.0 billion against total risk-weighted assets (RWA) of ¥25,015.3 billion. This resulted in a CET1 capital ratio of 13.20%, a Tier 1 capital ratio of 15.03%, and a consolidated capital adequacy ratio of 15.99%. Furthermore, Nomura posted a consolidated leverage ratio of 4.77%, alongside External TLAC ratios of 29.97% on an RWA basis and 10.52% on a leverage ratio exposure basis, confirming continued compliance with international regulatory prudential standards.
The release provides necessary regulatory capital and balance sheet solvency verification, reassuring counterparties and investors that Nomura remains well-capitalized relative to Basel III/TLAC standards.
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Key Takeaways & Evidence Grounding
- CET1 capital stood at ¥3,302.8 billion against total risk-weighted assets of ¥25,015.3 billion, yielding a CET1 ratio of 13.20% and a consolidated capital adequacy ratio of 15.99% as of June 30, 2026.
- Total RWA of ¥25,015.3 billion comprised ¥14,700.0 billion in credit risk, ¥6,113.3 billion in market risk equivalent, and ¥4,201.9 billion in operational risk equivalent assets.
- Consolidated leverage ratio was reported at 4.77%, with External TLAC ratios at 29.97% on an RWA basis and 10.52% on a leverage exposure measure basis.
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6-K Financial Filing Analysis for Nomura (2026-10-22)
Nomura Holdings, Inc. filed its updated Corporate Governance Report with the Tokyo Stock Exchange and furnished it via Form 6-K on October 22, 2026. The report outlines Nomura's corporate governance framework as a 'Company with Three Board Committees' (Nomination, Audit, and Compensation), with a majority of independent outside directors (7 of 11). Strategically, Nomura highlighted the achievement of its cross-shareholding reduction target one year ahead of schedule in FY ended March 2026, reducing holdings by 25%. Following strong financial performance in FY2026 (ROE of 10.1% and income before income taxes of ¥539.8 billion), Nomura revised its medium-term targets toward 2030 upward to an ROE of 10–12%+ and income before income taxes of over ¥750 billion, supported by an estimated cost of equity of around 10% and a PBR of 1.08x as of June 30, 2026.
6-K Financial Filing Analysis for Nomura (2026-11-02)
Nomura Holdings, Inc. reported its consolidated financial results (under US GAAP) for the second quarter and first half of the fiscal year ending March 31, 2027. For FY2026/27 1H, net revenue expanded 25% year-over-year to ¥1,294.2 billion, with income before income taxes up 21% to ¥359.5 billion and net income attributable to shareholders rising 27% to ¥249.3 billion (diluted EPS of ¥82.97). Annualized ROE for the half reached 13.3%, surpassing Nomura's 2030 Management Vision target of 10% to 12%. On a sequential basis, Q2 performance normalized following record highs in Q1, with net revenue declining 12% quarter-over-quarter to ¥607.5 billion and net income falling 29% to ¥103.7 billion. Despite broader market volatility, asset-management-driven stable revenues advanced approximately 60% year-over-year, supported by record recurring revenue asset inflows in Wealth Management (coverage ratio reaching 79%) and continued expansion in Investment Management and Banking.
6-K Financial Filing Analysis for Nomura (2026-10-28)
Nomura Holdings announced its financial results for the second quarter and first half of the fiscal year ending March 31, 2027. For Q2 FY2026/27, net revenue reached ¥607.5 billion, an 18% increase year-on-year, while net income attributable to shareholders rose 13% year-on-year to ¥103.7 billion, generating an annualized ROE of 10.9%. For the first half, net revenue grew 25% year-on-year to ¥1,294.2 billion, and shareholder net income increased 27% to ¥249.3 billion with an ROE of 13.3%, driven by strong recurring revenue in Wealth Management and a 26% year-on-year growth in Investment Banking net revenue. In conjunction with the earnings release, Nomura declared an interim dividend of ¥35.0 per share for shareholders of record as of September 30, 2026, totaling approximately ¥102.3 billion, payable on December 1, 2026. This represents an increase from the ¥27.0 interim dividend paid in the prior fiscal year, reflecting management's execution on its business model transformation and disciplined capital return framework.
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